روان السبيعي

Account Opening & Client Onboarding:
+ Managed the end-to-end lifecycle of account opening, restrictions, and corporate documentation,
ensuring accuracy in entering authorized signatures and Identifying clients Tax status.
+ Performed daily data reconciliation between PEGA and AT systems to maintain data integrity and strict
regulatory compliance.
+ Conducted comprehensive KYC profile updates and evaluated financial eligibility for high-net-worth
clients applying for the Nomu - Parallel Market.
« Financial Crime Compliance (FCC) Support (Cross-Functional Assistance):
+ Assisted the FCC team during high-volume periods by processing legal requests, asset freezes, and lifting
restrictions through the Nafith platform and SAMA/CMA systems.
+ Audited escalated client profiles against Ant-Money Laundering (AML) and Sanctions watchiists to
mitigate financial crime risks.
+ Tracked and organized compliance-related workflows using CRM and Excel to optimize reporting speed
and operational efficiency.